Brian H Oswald

Bio

Mr. Oswald is the Chief Financial Officer and Chief Compliance Officer of Prospect Capital Corporation and a Managing Director of Prospect Administration LLC, responsible for all finance and compliance functions. Mr. Oswald is also the Secretary and Treasurer for the corporation. Prior to joining Prospect, Mr. Oswald spent two years with the Structured Finance Division of GSC Group, serving as Managing Director of Finance. From 1997 to 2003, Mr. Oswald was employed by Capital Trust, Inc., a self-managed finance and investment management REIT which specializes in credit-sensitive structured financial products, as their Chief Accounting Officer. In 2003, he was elevated to Managing Director and Chief Financial Officer of Capital Trust, a position he held until 2005. During his tenure with Capital Trust, the company completed the public offering which recapitalized the company and raised three private equity funds with commitments in excess of $1.5 billion. From 1996 to 1997, Mr. Oswald served as the Corporate Controller for Magic Solutions, Inc., an international computer software company and led the expansion and surveillance of the three international sites. He was the Director of Financial Reporting and Subsidiary Accounting for River Bank America from 1995 to 1996 and assisted in raising $85 million of new capital for the bank. From 1992 to 1994, he was the Executive Vice President and President of Gloversville Federal Savings and Loan Association, where he was successful in instituting operational changes, resulting in the Office of Thrift Supervision removing a cease and desist order against the institution. Mr. Oswald began his career in 1982 at KPMG Peat Marwick where he held various positions over his ten-year tenure, finishing as a senior manager in the financial institutions group. During his time at KPMG, he served as the reviewing senior manager for several initial public offerings of financial institutions. Mr. Oswald holds a B.A. degree in Accounting from Moravian College and is a licensed Certified Public Accountant in the States of New York and Pennsylvania and is a Certified Management Accountant.