Mr Keith Charlton

KANDO id: 8068

Bio

Joined NEL Fund Managers in December 2001, after having worked for two locally-based large international businesses and having held senior financial positions with several regional SMEs. Before that, worked as a Regulatory Adviser in the Listing Department of the London Stock Exchange, dealing with listing applications and regulation, and as a Senior Executive in the Supervision Division of the Securities and Investments Board (now the Financial Services Authority), dealing with compliance and supervising the activities and performance of the Personal Investment Authority; he has also been involved in auditing and corporate finance work. Active member of NEL’s Management team and runs NEL’s Corporate Department: in this capacity is responsible for the financial affairs of the companies in the NEL group and the funds that it manages; the company secretarial affairs of most of the companies in the NEL group; NEL’s back-office function in respect of the funds that it manages; NEL’s internal administrative affairs; and also ensuring NEL’s compliance with the FSA’s requirements. Qualified as a Chartered Accountant in the City of London in 1990. FSA authorised person.


Career


NEL Fund Managers Ltd

An independent fund management business that provides financial products to small and mid sized businesses based in the North East of England
Email: [email protected]

Education